98-051

Response August 14, 1998

 

 

REQUEST LETTER

 

July 21, 1998

 

RE: Clarification for Taxable/Non-Taxable Sales

 

To Whom It May Concern;

 

Our company was referred to the Advisory Board by Gill Nesbitt, Compliance Auditor. We are

seeking clarification of Taxable/Non-Taxable Sales for our company. In the past we have

contacted the Utah State Tax Commission 6 times regarding Sales Tax collection. In the specific

cases we presented, your Customer Service agents up to your Compliance Auditors instructed

that our services are Taxable under Regulation: R865-19S-80.

We have a current issue with one or our clients regarding exempt sales. They are debating

invoices paid over the past 2 years are non taxable. These are the very cases we presented to the

State Tax Commission. Our customer claims the State of Utah has granted our services as Non-

Taxable. We have not received written notification from the State of Utah nor our client

confirming this decision. Our customer has verbally requested a refund including interest on

invoices paid over the last two years. They are refusing to pay any of our current invoices until

we comply. In addition this customer has never provided us with a signed TC-71 Exemption

Form. We are unsure of what to do next. We would like the committee to review our services

and inform us in writing if our services are considered Taxable or Non-Taxable. We would

appreciate a prompt response. We are being held hostage by our customer. They owe our

company large sums of money and are refusing to pay.

 

COMPANY A performs Direct Marketing and Fulfillment Services for other companies. An

advertising piece is supplied by the customer to COMPANY A. with a computer file of names.

We data process the names on the disk, compile with other mailing lists, clean the address, sort

the address for postage discounts, etc. We then insert the advertising piece into a customer

supplied envelope. The address is then printed on the envelope. We deliver the piece sorted and

bundled to the post office with appropriate forms. Each marketing piece that comes to our office

is unique. Sometimes the client provides the piece, other times we create, print or fold the

piece. If the piece is complicated, we must hand insert the items rather than use machines.

 

We also assemble marketing kits fulfilled with promotional items. The customer provides the

items for these kits. COMPANY A warehouses the promotional items upon their approval we

assemble the kits and send them out to the list of names they have provided. These are

promotional items and not for resale. In some cases we purchase the items for the customer.

 

We purchase our supplies tax exempt. These supplies include ink, toner cartridges, paper,

envelopes, tabs, bubble wrap, boxes, tape, printing services, etc..

 

We provide these services to several other companies, which have never questioned Sales Tax.

If we refund to this customer we would also need to refund to all others. Over the past two

years we have paid $$$$$ in Sales Tax. We have been told by Gill Nesbitt to continue

collecting Sales Tax, as in the past until writing confirmation arrives from the State of Utah.

 

We are willing to refund any Sales Tax collected on Non-Taxable Service when we receive

clarification from the State of Utah in writing. Your explanation and expertise is appreciated.

 

Your prompt attention in this matter is appreciated. If you need further assistance or information, please contact NAME at #####. If possible, please fax the decision to our office #####.

 

Thank You,

 

NAME

 

 

RESPONSE LETTER

 

August 14, 1998

 

NAME

ADDRESS

CITY, STATE ZIP

 

RE: Advisory Opinion - Direct Marketing Services Subject to Sales Tax

 

Dear NAME,

 

We have received your request for an advisory opinion concerning the services provided by COMPANY A (“COMPANY A”), which include the printing and mailing of direct marketing advertisements and the assembling and mailing of promotional kits. You have specifically asked whether sales tax should be applied to the charges for these services.

 

At present, the Tax Commission is studying the taxation of the printing industry, particularly as it relates to recent technological changes and the consistency of tax liability between various providers. The findings from this study should be available for possible implementation in the near future. Until then, the Tax Commission will address those questions that concern printing issues using the guidelines currently in place.

 

Direct Marketing Advertising. For this service, you state that your customer supplies an advertising piece, a computer file with a list of recipients, and envelopes. Then, COMPANY A processes the names on the provided computer file, compiles this file with other mailing lists, cleans and sorts the addresses, puts the advertising pieces in the envelopes, prints the addresses on the envelopes, and mails them. In this instance, COMPANY A is not considered to have produced a tangible personal property for which its customer is paying because the customer has supplied the printed matter (the advertising pieces). Also, while one might consider the printing of the addresses as the installation of tangible personal property (ink) onto other tangible personal property (envelopes), which is a taxable event, the Tax Commission does not currently characterize this service as falling within the meaning of such an installation. Thus, on a job consisting of these services, the Tax Commission would not consider the transaction to be subject to sales tax.

 

However, you then add that on some jobs, COMPANY A also creates and prints the advertising piece. This changes the nature of the services provided. In this instance, the customer is purchasing printed matter (the advertising pieces) that COMPANY A is printing and mailing for them. This sale is subject to sales tax. Utah Admin. Code R865-19S-80(B) further provides that services in connection with the sale of printed matter, such as cutting, folding, addressing, and mailing are taxable, but actual postage charges where the cost is passed through to the customer without markup are exempt. Thus, on such a job as this, all charges to COMPANY A’s customer are taxable, except those for actual postage costs.

 

Assembling Marketing Kits. For this service, you state that the customer provides promotional items to COMPANY A and a list of names to receive the assembled promotional kits comprised of these items. COMPANY A’s services consist of warehousing the items, assembling the items into promotional kits, then sending the kits to the names on the mailing list. These services do not comprise the sale of tangible personal property, and the charges for the services are not subject to sales tax.

 

However, you then state that the promotional items are sometimes not supplied by the customer, but bought by COMPANY A instead. In this case, the charge to the customer is not to assemble promotional kits, but for the purchase of the promotional kits themselves. Because tangible personal property has been sold to your customer, all charges to the customer are subject to sales tax under these circumstances.

 

Purchasing Supplies. You have stated that COMPANY A purchases its supplies tax exempt. You have listed these supplies to include ink, toner cartridges, paper, envelopes, tabs, bubble wrap, boxes, tape, and printing services. Depending upon the services provided by COMPANY A, some of the supplies may be bought tax exempt, but others should have sales tax paid on them.

 

Supplies that are bought for resale either in their original form or as component parts of a compounded product may be bought tax exempt. Thus, when COMPANY A sells printed matter or promotional kits to its customers, which were determined to be taxable sales above, COMPANY A may purchase tax exempt the items and supplies that become a component part of these taxable products.

 

For supplies bought to provide services that are not subject to sales tax, COMPANY A is considered the final consumer of these supplies. Accordingly, COMPANY A should pay sales tax on its purchase of these supplies. Also, supplies that are consumed in the ordinary course of COMPANY A’s business, such as pencils, pens, etc., are also subject to sales tax when purchased by COMPANY A.

 

Please contact us if you have any other questions.

 

For the Commission,

Joe B. Pacheco, CPA

Commissioner

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