97-054

Response October 8, 1997

 

 

REQUEST LETTER

 

August 20, 1997

 

RE: Municipal Energy Sales & Use Tax Act

 

Dear Commissioners:

 

On behalf of COMPANY A("COMPANY A"), we request a ruling on the proper application of the Utah Sales & Use Tax Act ("the Sales Tax Act") and the Municipal Energy Sales & Use Tax Act (the "Energy Tax Act") to sales of electricity by COMPANY A to its customers.

 

As you know, Utah Code Ann. §59-l-103(1)(c) ("UCA") imposes sales tax on "the amount paid or charged" for electricity sold for commercial use and §59-12-103(d) imposes sales tax, at a lesser rate, on "the amount paid or charged" for electricity sold for residential use.

 

UCA §10-1-304 authorizes a municipality to levy a municipality Energy Sales and Use Tax on the delivered value of taxable energy. Delivered value is specifically defined to exclude the amount of any sales or use tax paid. See UCA §10-1-303(3)(b).

 

Although COMPANY A, as an energy supplier, is required to collect the Energy Tax pursuant to §10-1-307, it is clear that the tax is not being paid to COMPANY A for electricity. COMPANY A must forward the tax either to the Commission pursuant to §10-1-307(1) or directly to the municipality pursuant to §10-1-307(3). Thus, the municipal energy sales and use tax is not "an amount paid or charged" by the seller for electricity. It is an amount charged by the CITY. a governmental entity, as an excise tax for the privilege of purchasing and using taxable energy within the CITY.

 

Because the legal incidence of the Energy Tax falls very clearly on the consumer of the energy, the Tax Commission's prior practice concerning the old contractual utility franchise fees is irrelevant. Utility franchise fees and taxes are imposed directly on the utilities themselves. The utilities paid the taxes or fees, but the Public Service Commission authorized them to include and

separately itemize an amount equal to that tax in the sales price they charged their customers for electricity. Nevertheless, the legal incidence of the tax in that case fell on the utilities. It did not fall on the energy consumer. Thus, residences, businesses, exempt charities, and the local, state and federal government all paid a price for the electricity that included the utility franchise fee or tax.

 

The Energy Tax, however, is clearly a tax imposed on the consumer. It is not included in the purchase price of the underlying electricity itself. The federal government does not pay the tax, nor is the amount of the tax included in the amount paid by the federal government or charged to the federal government. UCA §10-1-305(2)(b)(ii). Nor is the tax included in the amount paid or charged for electricity sold for resale, for use in compounding other energy, for use outside the municipality, or for uses other than as fuel or energy. UCA §10-1-305(2)(b)(iii), (iv), (vi) and (vii). Yet all these consumers pay the same rates for the electricity itself.

 

The imposition of the Sales Tax on the Energy Tax would be an impermissible tax on a tax, not a tax on the sale or use of taxable energy. The Act itself, precludes this possibility. The Energy Tax is imposed on "delivered value." UCA §10-1-304. "Delivered value" is, ordinarily, the "arm's length sales price." UCA § l0-1-306(2)(a). An arm's length sales price is also normally the price on which the Sales Tax is imposed. "Delivered value", however, is defined also to exclude state and local sales and use tax. See UCA §10-1-301(3)(b). Thus, it is clear that the legislature contemplated that an arm's length price would be the base for both the Sales Tax and the Energy Tax. The Sales Tax base is not increased by the Energy Tax paid and the Energy Tax Base is not

increased by the Sales Tax paid.

 

Accordingly, we respectfully request a ruling that the sales tax base on which the state and local sales and use tax must be collected, does not include the Municipal Energy Sales and Use tax.

 

Because the CITY has already imposed a Municipal Energy Sales and Use Tax, COMPANY A is currently billing and collecting that tax along with state and local sales taxes. It is essential, therefore, that guidance be received as soon as possible. Accordingly, we request your prompt attention to this matter.

 

If the Commission has any questions regarding this matter or contemplates an unfavorable ruling for any reason, we respectfully request the opportunity to meet with you prior to issuance of such a ruling.

 

Very truly yours,

 

NAME

 

RESPONSE LETTER

 

 

October 8, 1997

 

 

 

 

NAME

ADDRESS

CITY STATE ZIP

 

Advisory Opinion - Tax base used for calculating sales tax and municipal energy sale and use tax.

 

Dear NAME,

 

We have received your request for sales tax guidance pertaining to taxable sales of electricity. We offer the following guidance:

 

Under section 10-1-304 of the Utah Code, a municipality may levy a on energy sales and use. The tax base is the “delivered value of the taxable energy.” “Delivered value” is defined in section 10-1-303 of the Utah Code as the fair market value of the energy, plus transportation and other customer charges, but excludes sales tax imposed pursuant to Title 59, Chapter 12, Parts 1 and 2. In other words, sales and use tax assessed under Title 59 are not to be included in the amount upon which the municipal tax is levied.

 

With regard to other local sales and use taxes imposed by local governments, Utah Code section 59-12-204 bars the inclusion of sales tax imposed under Title 59, Chapter 1, Part 1 (“Part 1 tax”) in the amount on which sales tax is calculated. Additionally, in most cases the legislature has carefully worded the statutes which authorize local taxes under Part 2 (“Part 2 taxes”) so as to avoid the imposition of one tax on the other. For instance, the resort communities tax authorized by section 59-12-401 is imposed in addition to other sales taxes. From a functional standpoint, the tax rates are added together and applied to the purchase price.

 

We find no specific statutory guidance on the issue of whether the amount charged as municipal energy tax becomes part of the tax base for purposes of calculating Part 1 taxes. However, the legislature has generally contemplated that the various sales taxes will be added to

one another in determining an overall tax rate. Therefore, in the absence of legislative direction to the contrary, it is our position that the amount charged for the municipal energy tax is not subject to Part 1 sales tax as part of the tax base.

 

Please let us know if you have other questions or concerns.

 

For the Commission,

Joe B. Pacheco,

Commissioner