97-035

Responses June 9, 1997 and August 12, 1997

 

 

 

REQUEST LETTER

 

May 28, 1997

 

Dear Ms. Rees,

 

This letter is a follow up to our conversation this afternoon regarding the tax issue for the ATMS (Advanced Traffic Management System) Equipment for the I-15 reconstruction project.

 

The equipment that will be ordered and installed for this project is:

 

CCTV (Closed Circuit TV): mounted on a pole or structure in the areas of I-15, I-215, 1-80, SR- 201 and other areas of heavily traveled surface roads where traffic congestion may occur.

 

(Video)Vehicle Detection(Traffic): surface roads and interstates where volume, speed, vehicle occupancy data will be collected where loops will not be cut.

 

Vehicle Detection: off road detection, installed on surface roads and interstates where volume, speed, vehicle occupancy data will be used where loops will not be cut.

 

Vehicle Detection: loop detection installed where loops will be cut for data collection

 

Spread Spectrum Radios: communication between intersections for traffic signal control. (wireless) mounted on signal poles

 

2070 advanced traffic controllers: Ramp metering , VMS, installed on surface streets and interstates

 

Master Controller and Cabinets: Ramp metering , VMS, installed on surface streets and interstates

 

Detector Units: loop detection installed where loops will be cut for data collection

 

VMS (variable message signs): interstate and surface street to provide traveler information, structures and tubular mounted.

 

If you would please find out if this equipment is considered construction material and let me know.

 

If you need anything else, please call me at #####.

 

Again, thank you so much for the information you gave me earlier today. It was very helpful.

 

NAME

 

RESPONSE LETTER

 

 

 

June 9, 1997

 

 

NAME

ADDRESS

CITY STATE ZIP

 

Advisory Opinion - Application of sales tax to certain items purchased for use in the I-15 reconstruction project.

 

Dear NAME,

 

We have received your request for sales tax guidance pertaining to items that will be installed in conjunction with the I-15 project. We offer the following:

 

State agencies generally enjoy a sales tax exemption on their purchases. However, the legislature has established an exception which applies to purchases of construction materials. Section 59-12-104 (2) and (3) of the Utah Code state that a state agency may purchase construction materials tax free only if the materials are installed or converted to real property by the state’s employees. This provision bars state agencies from purchasing construction materials tax free and donating them to contractors, even when the contractors are building roads or other public projects.

 

With this background, we turn to a discussion of what constitutes construction materials. The term “construction materials” is defined in Utah Administrative Rule R865-19S-58 (copy enclosed) as follows:

 

1. "Construction materials" include items of tangible personal property such as lumber, bricks, nails and cement that are used to construct buildings, structures or improvements on the land and typically lose their separate identity as personal property once incorporated into the real property.

 

2. Fixtures or other items of tangible personal property such as furnaces, built-in air conditioning systems, built-in appliances, or other items that are appurtenant to or incorporated into real property and that become an integral part of a real property improvement are treated as construction materials for purposes of this rule.

 

As a general rule, anything that is affixed to real property and that becomes an integral part of a real property improvement upon installation is treated like construction materials. However, moveable items that are attached to real property merely for stability or for an obvious temporary purpose are not considered to be part of the real property improvement.

 

With regard to the items specified in your letter, we understand that all of the items are electronic components which operate independently or in conjunction with other devices to collect traffic data or to control traffic signals or message boards. None of these items are built into the roadway itself, although they may be connected to sensors or conduit which rests on or in the pavement.

 

CCTV (Closed Circuit TV), Speed Spectrum Radios mounted on a pole or structure appear to be items that remain tangible personal property even when mounted on a pole or structure. VMS electronic message boards mounted along side or cantilevered over the highway also retain their character as tangible personal property upon installation. All other items listed are electronic components or computer components which are installed in metal cabinets along side the road to operate traffic signals. The cabinets and the components in the cabinets remain items of tangible personal property upon installation. All of these items may be purchased by COMPANY A directly from the vendors tax free, even if they are installed by the vendors or other contractors.

 

In a telephone conversation with NAME of your office, another issue came up that was not addressed in your letter. Apparently, in the past COMPANY has accepted bids for long-term purchase contracts with specific vendors for items like those described above. These contracts allowed COMPANY control over the price and the specifications of the items purchased. The contractors would then purchase the items directly from the vendor on behalf COMPANY under COMPANY’s contract with the vendor. NAME’s question is whether the contractor can purchase these items tax free as an agent for COMPANY. Normally sales of tangible personal property to contractors who are not employees or agents of the government entity are taxable, even if title to the item eventually vests in the government entity. An exception to this rule is a contractor who qualifies as a government purchasing agent.

 

Utah Administrative Rule R865-19S-91 (copy enclosed) states that a contractor qualifies as a purchasing agent for a government entity if the contractor stands in the government entity’s shoes for purposes of making the purchases in question. A contractor may be considered a government purchasing agent if their relationship is pursuant to a contract that meets the following conditions:

 

1. The person is officially designated as the government entity’s purchasing agent by resolution of the government entity;

2. The person identifies himself as a purchasing agent for the government entity;

3. The purchase is made on purchase orders that indicate the purchase is made by or on behalf of the government entity and the government entity is responsible for the purchase price;

4. The transaction is approved by the government entity; and

5. Title passes directly to the government entity upon purchase.

 

Of the five conditions stated above, the first condition may present the most difficulty for you. In our experience, local government entities have met this condition by passing ordinances to designate the contractor as a purchasing agent for the entity. Passing legislation at the state level can be a more difficult process. If you have suggestions for alternative means of meeting this requirement, we are happy to discuss your ideas.

 

COMPANY can avoid this issue by buying the items directly from the vendor. The contractor can take delivery of the items on COMPANY’s behalf so long as title passes to COMPANY upon sale and COMPANY makes payment directly to the vendor.

 

Please let us know if new questions arise as this project proceeds. It may be helpful to remind your contractors that we are happy to answer their sales tax questions before they prepare their bids.

 

For the Commission,

 

Joe B. Pacheco,

Commissioner

 

SECOND REQUEST

 

 

Mr. Joe B. Pacheco, Commissioner

Utah State Tax Commission

210 North 1950 West

Salt Lake City Utah 84134

 

Re.. Application for sales tax to certain items purchased for use

in the I-I 5 reconstruction project.

 

Dear Sir. Pacheco:

 

Thank you for your response to us regarding the above issue. A few weeks ago there was some

conversation held with Irene Rees and yourself about the next steps to be taken to determine our

responsibility. At that time, Irene suggested we could draft a letter that would be sent to the

appropriate parties to comply with the guidelines outlined in your letter dated June 9, 1997. Also,

Irene suggested the Tax Commission members could be contacted and a poll taken as needed. I appreciate your willingness to do this work and I apologize for the delay in responding.

 

The language in the attachment has been drafted in response to our conversation for consideration by the Commission As discussed. this information would be sent in

a letter to the appropriate parties The contractor would be required to include language in

their purchase orders that adheres to the guidelines outlined in your letter Thank you for your consideration of this request. We look toward to hearing from you.

 

Sincerely,

 

NAME

 

This letter is to provide authorization for COMPANY B to function as a Purchasing Agent for the COMPANY A to purchase Traffic Safety Equipment and Materials for the 1-15 Reconstruction Project. To function in this capacity, the representative of COMPANY B must perform as follows:

 

1. The representatives must identify themselves as purchasing agents for the government entity;

2. The purchase will be made on purchase orders that indicate the purchase is made by or on behalf of the government entity and the government entity is responsible for the purchase price;

3. The transaction is approved by the government entity;

4. Title passes directly to the government entity upon purchase;

5. Where approved vendors are identified, the representative is required to procure the designated equipment from that vendor in accordance with the terms and conditions of the State of Utah's contract with the vendor;

6. The representative or any of COMPANY B’S officers, agents, volunteers, or employees are prohibited from purchasing equipment under the terms of the State contract for use on projects other than the 1-15 reconstruction project. Failure to adhere to this condition may result in legal action.

 

 

SECOND REPLY

 

August 12, 1997

 

 

NAME

ADDRESS

CITY STATE ZIP

 

Dear NAME,

 

The Commission reviewed you letter of August 1 regarding whether COMPANY B can act as a purchasing agent for COMPANY A and purchase items for the I-15 project tax free. We cannot authorize this arrangement.

 

With regard to construction materials, the legislature has been very clear that a contractor cannot purchase construction materials items tax free on behalf of a government entity. The legislature went on to say that a government entity must also pay tax on purchases of construction materials unless the entity’s own employees install the items. Apparently, the legislature intended to avoid any situation in which the government entity would cast itself in the role of a purchasing agent for the contractor. Aside from the strict statutory prohibition on this type of arrangement, we note that as the legislature considered the I-15 project and other revenue measures, it relied on revenue forecasts that anticipated taxation of purchases for the

I-15 project. With regard to construction materials, these purchases, whether by COMPANY B or by COMPANY A, are taxable, unless COMPANY A purchases and installs the items.

 

With regard to items of tangible personal property, such as the computer and camera equipment discussed in our previous correspondence, we also refer you to the legislature for action on that issue. It is our position that only the legislature can officially designate COMPANY B as COMPANY A’s purchasing agent.

 

I am sorry that we cannot help you with this effort to streamline your purchasing process. The state legislature is the appropriate body to consider your proposal, especially in light of the revenue impacts.

 

Please let us know if we can be of assistance in the future.

 

For the Commission,

 

Joe B. Pacheco,

Commissioner