97-020

Response April 14, 1997 and April 24, 1997

 

 

REQUEST LETTER

 

April 21 1997

 

Dear Ms. Rees,

 

I'm writing to request reconsideration on the Manufacturing Sales Tax Exemption in regards to my business and manufacturing process.

 

I own a frozen cookie dough company. Two years ago I started out with a residential freezer to freeze the cookie dough. Last year I purchased a walk in freezer to accommodate the growing business. My product is "frozen" cookie dough. The freezer is necessary for me to produce my product and is an integral part of my manufacturing process. My company is listed under the SIC Code 2045.

 

In Tax Bulletin 17-96, it states that "...legislation provided a sales tax exemption for purchase or lease of machine and equipment:

 

1) used in the manufacturing process;

2) having an economic life of three or more years;

3) used to manufacture an item sold as tangible personal property; and

4) used in new or expanding operations in a manufacturing facility in Utah.

 

I feel that my manufacturing process meets these requirements and I kindly request your advisory opinion.

 

Sincerely,

 

NAME

 

RESPONSE LETTER

 

April 14, 1997

 

NAME

ADDRESS

CITY STATE ZIP

 

Advisory Opinion - Manufacturing equipment exemption.

 

Dear NAME,

 

We have received your request for information about the applicability of the manufacturing equipment sales tax exemption to your purchase of a walk-in freezer. We assume for purposes of this opinion that the walk-in freezer is a free-standing unit rather than a built-in freezer that is considered part of the building. A built-in freezer that has been converted to real property is not eligible for the exemption. We offer the following tax guidance:

 

Two sales tax exemptions apply to purchases of manufacturing equipment. First, a 100% sales tax exemption applies to equipment and machinery purchased or leased for use in new or expanding manufacturing operation which falls within codes 2000 - 3999 of the Standard Industrial Classification Manual (1987).

 

Second, a partial exemption is available for purchases of normal operating replacements.

Equipment is considered a normal operating replacement if it has an economic life of three or more years and it is used to replace or adapt an existing machine to extend the normal estimated useful life of the machine. Under Utah Administrative Rule R865-19S-85, equipment is considered to be a “normal operating replacement” if it serves the same or a similar purpose as equipment retired from service within 12 months before or after the purchase date. If existing equipment is kept for back-up or infrequent use, the new, similar equipment that serves the same or similar purpose is considered replacement equipment. Because you describe your purchase as a replacement for the residential-type freezer that you used in the past, it appears that this purchase is a purchase of a normal operating replacement.

 

Normal operating replacements are allowed a partial sales tax exemption as follows:

 

(A) beginning July 1, 1996, through June 30, 1997, 30% of the exemption applies.

(B) beginning July 1, 1997, through June 30, 1998, 60% of the exemption applies.

(C) beginning July 1, 1998, 100% of the exemption applies.

 

Equipment used for an activity that is not part of the manufacturing process does not qualify for exemption. Refrigeration and storage of raw materials or finished manufactured product are nonqualifying activities. For purposes of this opinion, we note that your final product is frozen dough. We assume, therefore, that freezing the dough is an integral step in the manufacturing process. If the freezer is used for both qualifying and nonqualifying activities, the the exemption only applies if the use for nonqualifying activities is de minimis. That is, the item’s use in nonqualifying activities is inconsequential in relation to the item’s use for qualifying activities.

 

If your purchase meets the qualifications for normal operating replacement and you purchased the freezer on or after July 1, 1996, you may request a refund of 30% of the sales tax directly from the vendor by presenting the vendor with an exemption certificate. The Tax Commission will allow the vendor a credit for the refunded tax.

 

Please let us know if you have other questions.

 

For the Commission,

Joe B. Pacheco,

Commissioner

 

 

SECOND REQUEST

 

April 18, 1997

 

Utah State Tax Commission

Attn: Joe B. Pacheco

210 North 1950 West

Salt Lake City, Utah 84134

 

Dear Mr Pacheco,

 

This letter is to follow up our conversation today. After receiving your letter dated April 14,1997, I felt there was a misunderstanding as to the purchase of our walk-in freezer.

 

I failed to clarify that the walk-in freezer was an "expansion" of our current operations and the original residential freezer we were using is still being used. In paragraph 2 of your letter you stated that "100% sales tax exemption applies to equipment and machinery purchased or leased for use in new or expanding manufacturing operation...". Therefore, with this clarification, I would ask you to review your previous advisory opinion to see if we do qualify for the 100% sales tax exemption.

 

Thank you for your time.

 

Sincerely

NAME

 

SECOND RESPONSE

 

April 24, 1997

 

 

 

NAME

ADDRESS

CITY STATE ZIP

 

Advisory Opinion - walk-in freezer

 

Dear NAME,

 

We have received your request for clarification on the manufacturing exemption as it applies to your purchase of a walk-in freezer. If the freezer increases production capacity and it was not purchased as a substitute for the other freezer, then it qualifies for the 100% exemption. To restate the conditions, if the new freezer was purchased within 12 months of the date that an old freezer was retired or if the old freezer is kept as a backup only, the new freezer is considered a normal operating replacement. If the walk-in freezer is used for nonqualifying purposes, the exemption does not apply unless the nonqualifying use is very insignificant in relation to the freezer’s overall use.

 

We hope this clarification is helpful.

 

For the Commission,

 

Joe B. Pacheco,

Commissioner