96-102

Response June 18, 1996

 

 

Request

June 18, 1996

 

XXXXX

Director

Auditing Division

 

Internal Advisory Opinion - Determining when a manufacturing activity comprises a “separate and distinct” establishment.

 

Dear XXXXX,

 

Under Administrative Rule R865-19S-85, when manufacturing activities are performed at the same physical location as non-manufacturing activities, the manufacturing activities may qualify for sales tax exemptions if that activity comprises a separate and distinct economic activity. You asked us for guidance on how to make that determination. We offer the following:

 

When a business conducts manufacturing and non-manufacturing activities on the same premise, the determination that the manufacturing activity is a separate and distinct economic establishment rests on the following analysis:

 

1. If a business operates in more than one location (e.g. branch or satellite offices), each physical location is considered separately from any other locations operated by the same business.

 

If each activity comprises a separate corporate entity or subsidiary, the two establishments are presumed to be separate and distinct from each other, even if operated on the same premise. However, this presumption may be overcome if evidence turned up by an auditor reveals that the entities are so interdependent that they cannot be considered separate and distinct from one another. For instance, if the taxpayer is claiming a manufacturing equipment exemption, but the equipment is used in both activities, the activities probably are not separate and distinct from one another.

 

Assuming that qualifying and non-qualify activities take place on the same premise, and a reasonable question exists as to whether the manufacturing activities constitute separate and distinct economic activity.

 

2. No single SIC classification includes or encompasses the combined activities conducted at a single physical location. If the manufacturing activities are described as part of a non- manufacturing classification, the entire facility is outside the manufacturing code and no further analysis is required. Otherwise, move to step 3 of the analysis.

 

3. The activities conducted on the same premise are or could be economically independent from one another. If each of the activities, when considered by itself, could be economically viable, the activities are “separate and distinct.” A manufacturing activity is economically viable if it has an independent and profitable market outside of the non-qualifying activities conducted on the same premise and if a prudent business person would undertake the business apart from the other activities conducted at the facility.

 

One approach to determining the economic viability of the manufacturing activity is to ask: if the non-qualifying activities closed down, could the qualifying activities continue? The following examples help illustrate this point.

 

Example A: A contractor agrees to furnish and install the steel that is incorporated into a building project. The contractor engages in steel fabrication activities solely to produce the steel to fulfill his construction contract. Since the contractor does not manufacture steel for sale in the ordinary course of business, the steel fabrication activities serve only to support the building activities. The contractor has no independent market for his steel fabrication activities, and the activities are completely interdependent. The steel fabrication activities do not constitute a separate and distinct manufacturing establishment.

 

Example B: The by-product of the contractor’s fabrication activities in example A is waste steel. Although the contractor may have an independent market for the by-product (e.g. a recycling company), the sale of the by-product, by itself, does not convert the fabrication activities to a separate economically viable business. Here the question is whether a prudent business person would undertake to produce waste steel for sale to recyclers, or if the sale of the waste steel is merely an opportunity to reduce business expenses associated with the non- qualifying construction activities.

 

Example C: A micro brewery operating on the same premise as a restaurant may be a separate and distinct economic activity if the activities can operate independently as viable businesses. Obviously a restaurant is not dependent upon having a brewery located on the same premise. The brewery, however, may or may not be dependent upon the restaurant. If the brewery exists only to produce a product for sale in the connected restaurant, and the brewery has no independent market outside the restaurant, it has no separate economic viability. On the other hand, if the brewery arm of the business can sell its product in the ordinary course of business outside the connected restaurant, it may be a separate and economically viable activity. In this case the question is this: would a prudent business person continue to operate this brewery activity if the restaurant closed? If the brewery could remain in business even if the restaurant closed, the brewery may have an independent economic viability. If the brewery is completely dependent upon the restaurant for its sales, it has no separate economic viability.

 

Assuming that, upon conclusion of the analysis, the manufacturing operation constitutes a separate and distinct economic activity, the taxpayer must still meet all other qualifications for the manufacturing exemption claimed.

 

For the Commission,

 

Alice Shearer,

Commissioner