95-078

Responses September 1, 1995 and October 24, 1995

 

 

Request

August 3, 1995

 

Utah State Tax Commission

Heber M. Wells Building

160 East 300 South

Salt Lake City, Utah 84134300

 

SUBJECT: QUESTIONS ABOUT THE ADD-BACK FOR STATE TAXES

 

We have attached the instructions from page 6 of the Corporation Franchise or Income Tax Return and Instructions. Line 1 of these instructions discusses the add-backs to the taxable base for expenses related to rates. For example, value-added taxes, single business taxes, taxes that are based on gross income, or gross receipts, and capital stock taxes are all added back in Utah but not other states. Our research of Utah's laws leaves us confused. We need your clarification about various state taxes that our company pays in other parts of the country. The purpose of this letter is to provide you with information about taxes that we pay in other states and request that you specifically rule whether this is the type of tax that has to be added back to the Utah tax base or not.

 

We are particularly interested in the state of XXXXX and XXXXX. Although their taxes are based on a gross receipts, they do not add to the net income of our company. This is because these are direct taxes, meaning that the service recipient (our clients) are directly charged this tax as separate line item on our bills to them. Thus, although XXXXX initially pays the tax, it is a taxable income wash since the client must then pay us back for the tax. This is not unique to our company in that virtually all companies that bill clients for any type of service or product charge (pass on) the XXXXX and XXXXX Gross Receipts tax to their customers. These taxes are so much like sales taxes, that they are effectively treated as a sales tax and therefore, should not be added back to our 1994 Utah tax base since they do not impact taxable income (or in the alternative, if they have to be added back, the income from the billings to our customers for these direct taxed should be exempt).

 

We note the XXXXX and XXXXX tax are not “substitute” taxes for other income taxes by these states. For example, XXXXX and XXXXX both have separate corporate income taxes as well as these directly client chargeable gross receipt taxes. This is quite different than, for example, the State of XXXXX, where the XXXXX Business and Occupation tax is in lieu of an income tax. In the State of XXXXX, the income tax is not directly passed on to clients (unlike the XXXXX and XXXXX tax). Therefore, the XXXXX tax is passed on vis-a-vis overhead rate charges to clients as reflected in overhead billing rates, not as separate and direct line items on the bills to clients.

 

To help in your analysis, we have attached specific information form either XXXXX or the applicable State or City itself. We request that you specifically rule as to whether the relative tax must be added back to the Utah taxable income base.

 

In addition to the two states named, we are also very concerned about the State of XXXXX and various City taxes which may be based on gross income but are often a license tax or a privilege- to-do-business tax, or a capital stock tax, etc.,). Many of these are city, not state level taxes. Therefore, please find information regarding the following locations (which are meant to be a sample of the type of taxes our company pays):

 

1. XXXXX

2. XXXXX

3. XXXXX State Business and Occupational Tax (state level)

4. XXXXX Business and Occupational Tax (city level)

5. XXXXX, Business License Tax (city level)

6. XXXXX Business License Tax (county level)

7. XXXXX, City Business Tax Certificate Fee (city level)

 

With this information, we hope to 1) receive specific rulings on the above locations, and 2) to be able to use these rulings as a guide for the other locations that this company files taxes in. Again, we strongly believe that the taxes that are a taxable income wash (i.e., they are paid by us but are directly charged and collected from our clients--similar to sales tax) should not be subject to the add-back (for example, XXXXX and XXXXX). We also believe that local taxes that are either a fee or a license, even though based on gross income or gross receipts should not be added to the tax base. If you have any questions, please do not hesitate to call.

 

Sincerely,

 

XXXXX

Manager of Corporate Taxes

 

 

September 1, 1995

 

XXXXX

 

Re: Advisory opinion on whether certain state and local taxes are required to be added back for purposes of determining adjusted income for purposes of the Utah corporation franchise tax statute.

 

Dear XXXXX

 

You requested an advisory opinion as to whether seven specific taxes imposed by various

state or local taxing jurisdictions are required to be added back pursuant to Section 59-7-105(2)

of the Utah Code, for purposes of determining Utah adjusted income. These taxes include the

XXXXX Gross Receipts Tax, the XXXXX General Excise/Use Tax, the XXXXX state

Business and Occupation Tax, the XXXXX (City) Business and Occupation Tax, the

XXXXX (City) Business License Tax, the XXXXX County, XXXXX (County) Business

License Tax and the XXXXX (City) Business Tax Certificate Fee.

 

Our research indicates as follows:

 

Section 59-7-105(2)(b) of the Utah code provides that amounts deducted on a federal corporation income tax return for taxes paid . . . “to another state of the United States, a foreign country, a United States possession, or the Commonwealth of XXXXX, for taxes imposed for the privilege of doing business, or exercising its corporation franchise, including income, franchise, corporate stock and business and occupation taxes,” shall be added back in the calculation of Utah adjusted Income.

 

The statute does not provide for any add-back of taxes paid at the city or county level but rather taxes paid “...to another state...” Therefore, the Utah statute does not require an add-back for the XXXXX (City) Business and Occupation Tax, the XXXXX (City) Business License Tax, the XXXXX (County) XXXXX Business License Tax and the XXXXX (City) Business Certificate Fee.

 

The Utah statute clearly does require an add-back for the XXXXX state Business and Occupation Tax which as pointed out in your letter, is a tax in lieu of an income tax. Please be advised that the Utah State Tax Commission does not consider the XXXXX Gross Receipts Tax and the XXXXX General Excise/Use Tax, which as you pointed out in your letter are equivalent to sales and use taxes directly passed on to the consumer, to be in the category of taxes which are to be added back under U.C.A. 59-7-105(b).

 

Therefore, of the seven individual taxes mentioned in your letter, only the XXXXX Business and Occupation Tax falls into the category of taxes that must be added back in arriving at Utah adjusted income.

 

This opinion is based upon the facts presented in your letter. Obviously, if there are deviations from these facts, this opinion may be negated.

 

If you do not agree with this determination, you may appeal to the Tax Commission for a formal hearing. The results of that hearing would constitute a declaratory judgement and be appealable to the Utah State Supreme Court. A Notice of Appeal Rights and a copy of the Utah Taxpayer Bill of Rights are attached.

 

Respectfully,

 

Alice Shearer

Commissioner

 

 

October 24, 1995

 

XXXXX

 

RE: Advisory Opinion Requirements to add back certain state and local taxes to adjusted income for purposes of Utah corporation and franchise tax.

 

Dear XXXXX

 

You requested an advisory opinion as to whether seven specific taxes imposed by various state or local taxing jurisdictions must be added back to determine Utah adjusted income pursuant to Section 59-8-105(2) of the Utah Code. The taxes in question include the XXXXX Receipts Tax, the XXXXX, the XXXXX Business and Occupation Tax, the XXXXX (City) Business and Occupation Tax, the XXXXX (City) Business License Tax, the XXXXX (County) Business License Tax and the XXXXX (City) Business Tax Certificate Fee. Our research indicates the following:

 

Section 59-7-105(2)(b) of the Utah Code provides that amounts deducted on a federal corporation income tax return for taxes paid “to another state of the United States, a foreign country, a United States possession, or the XXXXX, for taxes imposed for the privilege of doing business, or exercising its corporation franchise, including income, franchise, corporate stock and business and occupation taxes” shall be added back in the calculation of Utah adjusted income. Our statute does not provide for any add back of taxes paid to city or county entities. Therefore, the Utah statute does not require an add back of the XXXXX Business and Occupation Tax, the XXXXX Business License Tax, the XXXXX Business License Tax and the XXXXX Business Certificate Fee. We do not consider the XXXXX Gross Receipts Tax or the XXXXX General Excise/Use Tax, which are equivalent to sales and use taxes directly passed on to the consumer, to be in the category of taxes added back under section 59-7-105. The Utah statute clearly does require an add back for the XXXXX State Business and Occupation Tax which, as pointed out in your letter, is a tax in lieu of an income tax.

 

Let us know if we can be of further assistance.

 

For the Commission,

 

Alice Shearer

Commissioner