92-039

Response October 29, 1992

 

 

October 29, 1992

 

XXXXX

 

Re: Water Softener Sales & Leases

 

Dear XXXXX:

 

Your request for an advisory opinion that the "industry practice" of taxing the sale or lease of water conditioning equipment is correct and your request that an alternative procedure to tax the provider of a water conditioning service as the final consumer has been referred to the Auditing Division for their analysis. It is the division staff recommendation that:

 

1. The first five items in your statement of facts outlining industry practice for taxing water softeners are correct.

 

2. A leased or rented water softener, even if attached, would be considered tangible personal property. The cost of parts used to repair a leased water softener at no extra charge (warranty included in the rental price) would not be taxable. Tax would be due on the total lease/rental charge which would include the cost of the repair parts.

 

3. If an extended warranty is sold to a lessee for a separate charge, tax would be due on the charge for the extended warranty, since a leased water softener would be considered tangible personal property. If an extended warranty is sold on a water softener that is sold and installed by the seller, tax would not be due on the extended warranty since the water softener would be considered real property. If the extended warranty is subject to tax, then the cost of the repair parts would not be taxable. If the extended warranty is not subject to tax, the cost of the repair parts would be taxable.

 

4. The theory that a lessor of a water softener or conditioning system could charge a water service fee which would not be taxable is rejected. The customer is the one who would have use or control of the equipment. The primary activity is the use of the equipment.

 

Based upon the facts presented in your letter, we are in agreement with the Auditing Division's recommendations. Obviously, if there are deviations from these facts, this opinion may be negated.

 

If you do not agree with this determination, you may appeal to the Tax Commission for a formal hearing. The results of that hearing would constitute a declaratory judgment and be appealable to the Utah State Supreme Court. A Notice of Appeal Rights and a copy of the Utah Taxpayer Bill of Rights are attached.

 

To arrange for Americans with Disabilities Act accommodations, please contact the Tax Commission at (801) 530-6920, (801) 530-6077 or TDD (801) 530-6269 allowing three working days notice.

 

For the Commission

 

Joe B. Pacheco

Commissioner


September 11, 1992

 

Mr. Joe Pacheco, Commissioner

Utah State Tax Commission

Heber M. Wells Building

160 East 300 South

Salt Lake City, Utah 84134

 

RE: Advisory Opinion Request - Application of sales tax to water conditioning services, warranty agreements and certain service contracts

 

Dear Commissioner Pacheco:

 

In order to clarify certain questions pertaining to water conditioning services, we are requesting the following two opinions.

 

Statement of Facts - Many companies custom design, engineer and fabricate various types of water conditioning systems in addition to providing standard or stock equipment for water softening or treatment. In most cases, the value of the equipment needed to soften, treat and condition the water is substantial. The industry practice seems to be fairly consistent in that:

 

A separate charge to install the equipment is considered exempt under Rule R865-19-78S (i.e., labor to attach equipment to realty is not taxable).

 

The sales price or rental/lease charges are subject to tax unless there is some specific exemption.

 

After installation, the customer purchases chemicals, salt, etc. and places them into units as needed. Purchase of such supplies from vendor of "conditioning equipment" is taxable.

 

If the customer elects to rent or lease rather than purchase, an interest charge is factored into the monthly "rental" amount as provided by a rental/lease contract. Unless such lease is an installment lease purchase (i.e., tax may be paid on purchase price per Rule 32S), Utah sales tax is due on the total monthly charge.

 

Any necessary charges to the customer for repairs to the equipment while it is so attached, is subject to tax under provisions of Rule 78S.

 

If the lease/rental agreement requires the lessor to maintain the equipment at no extra charge (i.e., a warranty is included in rental price) and the equipment is "permanently" attached to realty, tax is due from the lessor on the cost of repair parts used.

 

If an extended warranty is sold to the purchaser or lessor for a separate charge, tax would not be applied since "softener/treatment" equipment is attached to realty. However, any parts/supplies used for repairs would be subject to tax on the repairman's cost.

 

Advisory Opinion Request - Based on the foregoing information, it is respectfully requested that the Commission find correct the policies as stated.

 

Statement of Facts - It has been suggested that companies which design and fabricate specialized water treatment equipment could save their rental customers a substantial amount of tax by making a few contractual changes in their "lease" agreement. The proposal is to charge customers a monthly "water service fee" rather than a rental or lease charge. The "service contract" would require the owner (i.e., the lessor) to install the necessary "filtration/KvD" equipment, service the equipment as needed and be available for consultation. Under this service contract it is suggested that:

 

The charge for service would not be taxable since there is not a sale, rental, repair or cleaning of tangible personal property.

 

Material costs to manufacture the filtration equipment would be taxable to the owner (i.e., vendor that produces the equipment to provide water treatment service).

 

Other costs to the vendor incurred in maintaining the filtration equipment and providing water treatment services (e.g., repair parts, needed chemicals, other supplies) would be taxable to the vendor as goods consumed.

 

Under this proposed arrangement, the Tax Commission would realize the immediate benefit of tax up front at the time of manufacture of the equipment. The "service provider" would be considered the consumer of repair parts, supplies, etc. used in the maintenance of the equipment. The long-term result of changing from a lease/rental contract to a water treatment service contract would be a substantial savings to the vendor's customers.

 

Advisory Opinion Request - Based on the foregoing information, it is respectfully requested the Commission agree that contractual agreements for a "water service" need not have sales or use tax added to the monthly "fee" and conversely applied only to the cost of equipment and supplies used.

 

If you or your staff need additional information please advise; otherwise, we hope to receive an early reply.

 

Thank you.

 

Respectfully,

 

XXXXX