92-002

Response

 

 

April 3, 1992

 

XXXXX, UT XXXXX

 

Re: Request for Declaratory Judgment

 

Dear XXXXX:

 

This letter is in response to your recent request for a Tax Commission ruling on whether sales tax is due on the purchase of lead liners to be installed in three autoclave vessels. The liners will be installed by the seller at XXXXX facility in XXXXX. Legal title to the liners will pass to the purchaser, XXXXX, at the XXXXX facility in XXXXX and XXXXX will transport the autoclaves to XXXXX for installation by XXXXX at their gold mine site.

 

The Tax Commission policy is to refer such requests to the division most qualified to analyze the request and make recommendations concerning it. As such, your request was referred to the Tax Commission's Auditing Division for their analysis and recommendations. The division's recommendations are as follows:

 

1. Petitioner, XXXXX, will take title to the autoclave liners in XXXXX and arrange for transportation to their mine site in XXXXX where petitioner will install the autoclaves on cement pads. Petitioner contends they are acting as a real property contractor by converting the personal property autoclaves into real property, and that they should be entitled to purchase the lead liners, in Utah, exempt from Utah sales tax under the provisions of Code Section 59-12-104(33). This section allows a real property contractor to make tax-free purchases of materials which will be taken to a state which does not allow credit for tax paid to Utah if the materials are converted by the contractor into and becomes part of real estate. Nevada is one of those states which will not allow credit for tax paid to any state.

 

2. 59-12-104(33) does not apply for two reasons.

 

First, Administrative rule R865-19-60S states that sales of equipment or trade fixtures to a manufacturer or producer for use in carrying on their business are taxable. Such sales are to final buyers or ultimate consumers. This means that the autoclaves remain personal property and are taxable as personal property even though attached to real property.

 

Second, there is no contract pursuant to which tangible personal property is incorporated into and becomes a part of real property as required in the exemption.

 

3. Therefore, use tax is due on the total purchase price from the vendor, XXXXX since the first taxable transaction will take place in Utah.

 

Based upon the facts presented in your letter, we are in agreement with the Auditing Division's recommendations. Obviously, if there are deviations from these facts, this opinion may be negated.

 

If you do not agree with this determination, you may appeal to the Tax Commission for a formal hearing. The results of that hearing would constitute a declaratory judgment and be appealable to the Utah State Supreme Court. A Notice of Appeal Rights and a copy of the Utah Taxpayer Bill of Rights are attached.

 

For the Commission,

 

Joe B. Pacheco

Commissioner

 

March 27, 1992

 

XXXXX, UT

 

Re: Request For Declaratory Judgment

 

Dear XXXXX:

 

This will confirm our conversation of this afternoon. In that conversation, you and I agreed on behalf of Petitioner XXXXX and the Tax Commission that the time in which the Tax Commission may issue its declaratory order in this matter is extended to April 3, 1992.

 

For the Commission

 

Joe B. Pacheco

Commissioner


Telephone: (801)XXXXX

 

BEFORE THE UTAH STATE TAX COMMISSION

 

**********

 

IN RE:

XXXXX,

Utah Sales And Use Tax Exemption

 

**********

 

STIPULATION FOR EXTENSION

OF TIME FOR ISSUANCE OF

DECLARATORY JUDGMENT

Case No. ___________

 

**********

 

XXXXX ("XXXXX") and the Utah State Tax Commission ("Tax Commission") make and entered into this Stipulation for Extension of Time for Issuance of Declaratory Judgment based on the following facts and conditions:

 

1. On January 27, 1992, XXXXX filed a Request for Agency Action by way of Declaratory Judgment and Request for Oral Presentation with the Tax Commission seeking an order declaring that the purchase and installation of lead linings in three autoclave vessels which will be immediately transported to XXXXX and attached to real property in XXXXX are exempt from Utah tax as imposed by the Utah Sales and Use Tax Act.

 

2. As of the date hereof, being 60 days following January 27, 1992, the Tax Commission has not issued the requested declaratory order.

 

3. Utah Code Ann. § 63-46b-21(7) (1991) states:

 

Unless the petitioner and the agency agree in writing to an extension, if an agency has not issued a declaratory order within 60 days after the receipt of the petition for a declaratory order, the petition is denied.

 

4. Both XXXXX and the Tax Commission, in accordance with and in reliance on Utah Code Ann. § 63-46b-21(7) (1991), hereby stipulate and agree to extend the time to April 10, 1992, within which the Tax Commission may issue the declaratory order in this matter. If the sought declaratory order has not been issued by the Tax Commission by April 10, 1992, the parties agree that the Request for Agency Action by way of Declaratory Judgment shall be deemed denied and XXXXX shall have its appeal rights therefrom beginning as of April 10, 1992.

 

Entered into this 27th day of March, 1992.

 

FOR THE UTAH STATE TAX

COMMISSION

 

ROGER O. TEW

Commissioner

 

FOR XXXXX

 

XXXXX

of and for

XXXXX

Attorneys for XXXXX


 

 

___________________________________

 

January 27, 1992

 

Hal Hansen

Chairman

UTAH STATE TAX COMMISSION

160 East 300 South

5th Floor

Salt Lake City, UT 84134

 

RE:XXXXX

 

Dear Mr. Hansen:

 

Attached is a Request for a Declaratory Order seeking an exemption from sales and use taxes on a proposed transaction. We are filing this Request directly with your office (rather than the appellate division) as we understand the procedures in handling such matters differ from appellate procedures and the statute requires action to be completed within 60 days.

 

Thank you for your consideration of this matter. Should questions arise, please contact the undersigned.

 

Very truly yours,

 

XXXXX

 

BEFORE THE UTAH STATE TAX COMMISSION

 

IN RE:

XXXXX, Utah

Sales and Use Tax

Exemption

 

**********

 

REQUEST FOR AGENCY ACTION

BY WAY OF DECLARATORY

JUDGMENT AND REQUEST FOR

ORAL PRESENTATION

 

**********

 

Pursuant to Utah Code Annotated § 63-46b-21 (1991) and Rules R861-1-4A and R861-1-5A.1Q of the Administrative Rules of the Utah State Tax Commission, XXXXX ("XXXXX") petitions the Utah State Tax Commission "Tax Commission") for an order declaring that the purchase and installation of lead linings in three autoclave vessels which will be immediately transported to XXXXX and attached to real property in XXXXX by XXXXX are exempt from Utah taxes imposed by the Sales and Use Tax Act, Utah Code Annotated § 59-12-101 et seq.

 

I. PETITIONER

 

Telephone: (801)XXXXX

 

II. TAX INVOLVED

 

Taxes imposed by the Sales and Use Tax Act, Utah Code Annotated § 59-12-101 et.

 

III. RELIEF SOUGHT

 

A Declaratory Order, pursuant to Utah Code Annotated § 63-46b-21, declaring that the purchase and installation of lead linings in three autoclave vessels which will be immediately transported to XXXXX and attached to real property in XXXXX by XXXXX are exempt from Utah taxes imposed by the Sales and Use Tax Act, Utah Code Annotated § 59-12-101 et seq.

 

XXXXX requests a hearing before the Tax Commission on this Request for Agency Action.

 

IV. STATUTES AND RULES RELIED UPON

 

Utah Code Annotated § 63-46b-21

Utah Code Annotated § 59-12-101 et seq.

Utah Code Annotated § 59-12-104(33)

Rule R861-1-4A

Rule R861-1-5A.1Q

Rule R865-19-58S

 

V. STATEMENT OF FACTS AND LAW

 

A. STATEMENT OF FACTS

 

On or about December 23, 1991, XXXXX contracted with XXXXX ("XXXXX"), a XXXXX corporation, for it to supply, install and test lead linings on three (3) autoclave vessels owned by XXXXX. XXXXX will install and test the lead linings at XXXXX ("XXXXX") facility in XXXXX, Utah. Autoclave vessels are horizontal cylinders approximately 75 feet long, which are used to pressure oxidize a gold slurry as part of the gold milling process.

 

XXXXX is not a subcontractor for XXXXX, but an independent vendor from whom XXXXX purchases the lead linings. Upon completion, testing and acceptance by XXXXX or XXXXX's representative, title to the lead linings will pass to XXXXX. XXXXX will then sandblast, paint and ship the autoclave vessels to the XXXXX mine site near XXXXX. When the vessels are placed upon their permanent foundations at the XXXXX mine site in XXXXX, XXXXX will retest and revacuum the upper 120° vapor zone to check for any lead lining movement, cracks, etc. incurred during the transportation process. XXXXX's work at the XXXXX mine site is purely labor oriented with no material supply involved. XXXXX installs the autoclave vessels at the mine site. The vessels are permanently attached to the ground and become real property at the XXXXX mine.

 

XXXXX has been informed that XXXXX will impose a sales, use or transaction tax on XXXXX's purchase of the lead lining materials at a rate of 6.5% (see letter from Department of Taxation attached) because these materials will be permanently "stored, used or consumed" in XXXXX.

 

B. SUMMARY OF LAW AND ARGUMENTS

 

1. Review of XXXXX Statutes

 

XXXXX's Sales and Use Tax Act is codified at XXXXX. Rev. Stat. Ann. § 372.010 (1991). The tax is imposed upon all "retailers" for the privilege of selling tangible personal property in XXXXX. See section 372.105. In addition, an excise tax is imposed "on the storage, use or other consumption in a county of tangible personal property purchased from any retailer for storage, use or other consumption in the county." See section 374.190. Under XXXXX law, "[i]t is presumed that tangible personal property shipped or brought to this State [XXXXX] on or after July 1, 1979, was purchased on or after July 1, 1979 for storage, use or other consumption in this state." See section 372.250. Further, a contractor who fabricates material "for use in constructing any building or other improvement to real property" must pay sales or use taxes upon the "value of the material" fabricated, "as if he were selling it to another." See section 372.257. The XXXXX Act makes no provision for a credit against XXXXX taxes for similar taxes paid to another state.

 

2. Utah Law

 

Section 59-12-103(1) of the Utah Sales and Use Tax Act, Utah Code Annotated § 59-12-101 through 120, levies a tax "on the purchaser" for the "retail sale of tangible personal property made within the state." Pursuant to section 59-12-107 "each vendor shall pay or collect and remit the sales and use taxes imposed by this chapter" to the Tax Commission. The prerequi sites for imposition of a Utah sales or use tax are: (1) a retail sale (2) in Utah (3) by a retailer or vendor doing business in the state, and (4) to a purchaser within the state. In this case, the vendor (XXXXX), which is registered to do business in Utah, has sold tangible personal property (lead linings), to a purchaser (XXXXX), in Utah. The sales or use tax would thus apply unless there is an applicable exemption.

 

However, a statutory exemption does exist. Utah Code Annotated § 59-12-104(33) (1991) exempts from sales and use taxes:

 

Sales of tangible personal property to persons within this state that is subsequently shipped outside the state and incorporated pursuant to contract into and becomes a part of real property located outside of this state, except to the extent that the other state or political entity imposes a sales, use, gross receipts, or other similar transaction excise tax on it against which the other state or political entity allows a credit for taxes imposed by this chapter.

 

As interpreted by the Auditing Division of the Tax Commission, section 59-12-104(33) provides that real property contractors can buy materials in Utah tax-free if (1) those materials are incorporated as real property in another state (2) which imposes a use, sales, or excise tax on the transaction, and (3) which does not extend a credit for taxes paid to Utah. The intent of this exemption is to preclude double taxation in the event a state other than Utah does not give credit for taxes paid to Utah. Since XXXXX will tax XXXXX's purchase of the lead linings, but will not extend credit on XXXXX taxes due for taxes paid to Utah, section 59-12-104(33) is applicable to the extent that XXXXX is a "real property contractor."

 

As defined by Tax Commission Rule R865-19-58S, a real property contractor is "the person who converts the personal property into real property [and] is the consumer of the personal property since he is the last one to own it as personal property." Likewise, the Utah Supreme Court, in distinguishing contractors from manufacturers, stated:

 

[I]n the instant case, contractors purchase the pipes, culverts and cinder blocks for the purpose of use and consuming them by incorporating them as one of many units which go to make up buildings, structures, or roads, as the case might be, and not for reselling them as such in their original form, but for the purpose of changing their very nature from personal to real property. In short, labor and many other materials enter along with the plaintiff's products to make up the particular structure, and they are all used or consumed in the process in producing a new entity.

 

Utah Concrete Products Corp. v. State Tax Commission, 125 P.2d 408, 410 (Utah 1942), quoted in Tummurru Trades. Inc. v. Utah State Tax Commission, 802 P.2d 715, 718 (Utah 1990).

 

Neither XXXXX nor XXXXX are real property contractors. XXXXX is not involved at the mine site. XXXXX only visits the XXXXX mine site at XXXXX in its role to ensure the integrity of the lead linings on the vessels. Furthermore, XXXXX is not responsible for the vessels after completion of its work in XXXXX as title transfer from XXXXX to XXXXX occurs at XXXXX's facility in XXXXX. Consequently, the only entity which could convert the "tangible personal property," i.e., the lead linings of the autoclave vessels, into real property is XXXXX when it installs the vessels at the mine site. This concept is supported by the purchase order (copy attached) which states "after autoclave vessels are set on their foundation [implying that they become real property] Seller will revacuum the upper 120° lead panel installation." Nothing in the purchase order indicates that XXXXX has the obligation to set the vessels on their foundations, thereby converting them to real property. XXXXX employees will be responsible for and will perform the task of installing the vessels on their foundations. Thus XXXXX is the real property contractor because it purchases the materials as tangible personal property from XXXXX and converts those materials into real property.

 

Inasmuch as XXXXX's sales tax rate (6.5%) is greater than the Utah sales tax rate (5% plus local option taxes) the exemption available under Utah Code Annotated § 59-12-104(33) should apply to all XXXXX's purchases of lead linings from XXXXX.

 

C. CONCLUSION

 

XXXXX purchases lead linings from XXXXX in Utah. The lead linings are installed in and become part of autoclave vessels which XXXXX installs as real property at its mine site near XXXXX. To the extent that XXXXX taxes XXXXX's purchases or use of the lead linings, and does not extend credits against such taxes for any taxes paid to Utah, XXXXX's purchases of the lead linings, as materials used by a real property contractor in another state, should be exempt from Utah sales and use taxes as provided for by Utah Code Annotated § 59-12-104(33).

 

DATED this 27th day of January, 1992

 

XXXXX

 

CERTIFICATE OF HAND DELIVERY

 

I hereby certify that I caused to be hand delivered, a true and correct copy of the foregoing REQUEST FOR AGENCY ACTION BY WAY OF DECLARATORY JUDGMENT AND REQUEST FOR ORAL PRESENTATION to the following on this 27th day of January, 1992:

 

Utah State Tax Commission

Heber M. Wells Building

160 East 300 South

Salt Lake City, Utah 84111