98-0497

Income Tax

Signed 7/15/98

 

BEFORE THE UTAH STATE TAX COMMISSION

____________________________________

PETITIONER, :

:

Petitioners, : DECISION

:

v. :

:

COLLECTION DIVISION OF THE : Appeal No. 98-0497

UTAH STATE TAX COMMISSION, :

STATE OF UTAH, : Account No. #####

:

Respondent. : Tax Type: Income Tax

_____________________________________

STATEMENT OF CASE

This matter came before the Utah State Tax Commission for an Initial Hearing pursuant to the provisions of Utah Code Ann. §59-1-502.5 on April 28, 1998. G. Blaine Davis, Administrative Law Judge, heard the matter for and on behalf of the Commission. Present and representing Petitioner were NAME. Present and representing Respondent were Ms. Laurie Allred and Ms. Vickie Christoffersen, from the Collection Division.

Based upon the evidence in the file and presented at the hearing, the Commission makes its:

FINDINGS

Petitioners took their information for their 1996 income tax return to a local CPA, who filed a federal extension request, but did not request a state extension or advise Petitioners to make a payment of taxes to the State of Utah to obtain a valid extension.

After April 15, 1997, Petitioners changed their accountant to COMPANY A, who did not file an extension on August 15, 1997, but did prepare the return which was filed on or before October 15, 1997. Accordingly, a penalty was imposed upon Petitioners for having not paid a sufficient amount of taxes to have a valid Utah extension. The Internal Revenue Service also imposed a penalty because the August extension was not requested, but they waived that penalty for reliance on a certified public accountant.

Petitioners represent that their income tax for 1996 was significantly higher than it was for 1995, because they were involved in the development and sale of properties in Park City, and the sales culminated in 1996. The 1995 tax to the State of Utah was $$$$$, and the 1996 tax was $$$$$.

Petitioners had a similar problem in 1995, and had a $$$$$ penalty imposed for the same reason, but NAME testified that she did not understand the reason for the penalty, but simply paid it because she didn't want to spend the time or effort to pursue the issue.

Petitioners had approximately $$$$$ in withholding for 1996, and they therefore argue that an additional $$$$$ would have brought them up to the amount of tax for the prior year, so they request that the penalty either be waived, or that it be limited to being imposed on the $$$$$ which they fell short in making the payments equal to the prior years' taxes.

APPLICABLE LAW

The Tax Commission is granted the authority to waive, reduce, or compromise penalties and interest upon a showing of reasonable cause. (Utah Code Ann. §59-1-401(10).)

DECISION AND ORDER

The Tax Commission finds sufficient cause does not exist to waive the penalty associated with the 1996 income tax return. It is so ordered.

This Decision does not limit a party's right to a Formal Hearing. Any party to this case may file a written request within thirty (30) days of the date of this decision to proceed to a Formal Hearing. Such a request shall be mailed to the address listed below and must include the Petitioner's name, address, and appeal number:

Utah State Tax Commission

Appeals Division

210 North 1950 West

Salt Lake City, UT 84134


Failure to request a Formal Hearing will preclude any further appeal rights in this matter.

DATED this 15 day of July, 1998.

BY ORDER OF THE UTAH STATE TAX COMMISSION.

G. BLAINE DAVIS

Administrative Law Judge

The agency has reviewed this case and the undersigned concur in this decision.

DATED this 15 day of July, 1998.

BY ORDER OF THE UTAH STATE TAX COMMISSION.

W. Val Oveson Richard B. McKeown

Chairman Commissioner

Joe B. Pacheco Pam Hendrickson

Commissioner Commissioner

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