97-1521

INCOME

Signed 2/20/98

 

 

BEFORE THE UTAH STATE TAX COMMISSION

____________________________________

 

PETITIONER, )

:

Petitioner, ) DECISION

:

v. )

:

COLLECTION DIVISION OF THE ) Appeal No. 97-1521

UTAH STATE TAX COMMISSION, :

) Account No. #####

:

Respondent. ) Tax Type: Income Tax

 

_____________________________________

 

STATEMENT OF CASE

This matter came before the Utah State Tax Commission pursuant to the provisions of Utah Code Ann. '59-1-502.5 An Initial Hearing was held on January 29, 1998. G. Blaine Davis, Administrative Law Judge, heard the matter for and on behalf of the Commission. Present and representing Petitioner were NAME, together with NAME. Present and representing Respondent was Ms. Laurie Allred, from the Collection Division.

Based upon the evidence in the file and presented at the hearing, the Commission makes its:

FINDINGS


Petitioner filed a request for an extension of time in which to file his 1996 individual income tax return. However, Petitioner had not paid a sufficient amount of tax to meet the prepayment requirements, and in fact, Petitioner had only $$$$$ of withholding tax during the year, and had paid no other amounts to the State of Utah until he filed his return. Accordingly, an extension penalty was imposed upon him by Respondent.

Petitioner alleges the reason he had not prepaid a sufficient amount of tax was because he was a member of a family partnership in which he sold his interest during 1996, and he did not receive his Schedule K-1 until just before filing his return. The gain from the sale of his interest in the partnership was $$$$$, and the total taxable income on his return, including that gain, was $$$$$.

Petitioner alleges the reason he did not pay or deposit in more tax was because he thought he had a higher basis in the property which was sold. However when he received his Schedule K-1 for the partnership, he found out his basis was lower than he had believed, so the gain was greater than expected.

Respondent pointed out that Petitioner had an extension penalty for 1993 and 1995, so this is the third extension penalty over three taxable years.

The Utah Legislature has enacted fail safe provisions to permit taxpayers to pay the amount of tax paid for the prior year, and then if there is more due, there is no penalty imposed. However, Petitioner did not meet that requirement. Further, the $$$$ of withholding was not even sufficient to pay the tax on the amount of taxable income which Petitioner would have had even without the sale of the family partnership interest.


Accordingly, the Commission finds that Petitioner has not made a good faith effort to try to comply with the prepayment requirements.

APPLICABLE LAW

The Tax Commission is granted the authority to waive, reduce, or compromise penalties and interest upon a showing of reasonable cause. (Utah Code Ann. '59-1-401(10).)

DECISION AND ORDER

The Tax Commission finds sufficient cause does not exist to waive the penalty associated with the 1996 individual income tax return of Petitioner. It is so ordered.

This Decision does not limit a party's right to a Formal Hearing. Any party to this case may file a written request within thirty (30) days of the date of this decision to proceed to a Formal Hearing. Such a request shall be mailed to the address listed below and must include the Petitioner's name, address, and appeal number:

Utah State Tax Commission

Appeals Division

210 North 1950 West

Salt Lake City, UT 84134

 


Failure to request a Formal Hearing will preclude any further appeal rights in this matter.

 

DATED this 20 day of February, 1998.

BY ORDER OF THE UTAH STATE TAX COMMISSION.

 

G. BLAINE DAVIS

Administrative Law Judge

 

The agency has reviewed this case and the undersigned concur in this decision.

DATED this 20 day of February, 1998.

BY ORDER OF THE UTAH STATE TAX COMMISSION.

 

W. Val Oveson Richard B. McKeown

Chairman Commissioner

 

Joe B. Pacheco Pam Hendrickson

Commissioner Commissioner

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