96-0319

Sales and Use Tax

Signed 4/15/97

 

BEFORE THE UTAH STATE TAX COMMISSION

____________________________________

COMPANY A., :

:

Petitioner, : FINDINGS OF FACT,

: CONCLUSIONS OF LAW,

v. : AND FINAL DECISION

:

AUDITING DIVISION OF THE : Appeal No. 96-0319

UTAH STATE TAX COMMISSION, :

: Account No. ##### :

Respondent. : Tax Type: Sales & Use Tax

_____________________________________

STATEMENT OF CASE

This matter came before the Utah State Tax Commission for a Formal Hearing on November 14, 1996. Alice Shearer, Commissioner, heard the matter for and on behalf of the Commission. Present and representing Petitioner were XXXXX, Attorney at Law and LAW FIRM. Present and representing Respondent were RESPONDENT REP. Assistant Attorney General, XXXXX, Auditor, XXXXX, Director of Auditing Division and Brad Simpson, Deputy Director of Auditing.

1. The Auditing Division of the Utah State Tax Commission (“Tax Commission”) audited COMPANY A for the period April 1992 through December 1994.

2. On September 6, 1995, the Tax Commission sent a preliminary notice which assessed a deficiency including interest in the amount of $$$$$.

3. On January 31, 1996, the Tax Commission sent a proposed assessment including interest in the amount of $$$$$.

4. Petitioner challenges $$$$$ of the assessment dealing with electricity sold or furnished to COMPANY A.

Based upon the evidence and testimony presented at the hearing, the Tax Commission hereby makes its:

FINDINGS OF FACT

1. COMPANY B, a STATE limited liability company (“COMPANY B”) is owned ninety-eight percent (98%) by COMPANY A, a Utah limited liability company (“COMPANY A”), and two-percent (2%) by COMPANY C., a STATE corporation (“COMPANY C.”).

2. COMPANY Z, a STATE corporation (“COMPANY Z”) and COMPANY X, a STATE corporation (“COMPANY X”), each own a forty-nine percent (49%) interest in COMPANY A. The remaining two percent (2%) of COMPANY A is owned by COMPANY C.

3. COMPANY Z and COMPANY X each own fifty percent (50%) of the issued and outstanding stock of COMPANY C.

4. COMPANY A is engaged in the mining business and extracts XXXXX from a mine located XXXXX of CITY, STATE (“AREA 1”) and produces fertilizer products from the XXXXX at a plant located XXXXX of CITY, STATE (“AREA 2”).

5. COMPANY B. owns and operates a XXXXX (“COMPANY B”) which transports XXXXX from the AREA 1 to the AREA 2. The COMPANY B is approximately ##### miles long.

6. COMPANY B. owns and operates electric pumps at a pumping station located at the AREA 1 end of the COMPANY B, or the XXXXX terminal, and a mid-point pumping station located in STATE.

7. Since the construction of the COMPANY B, COMPANY U has delivered electricity to the AREA 1 through a single meter. The electricity is used both in the operation of the AREA 1 and COMPANY B’S XXXXX terminal pumping station.

8. COMPANY A pays the total bill for all electricity delivered by COMPANY U to the meter at the AREA 1.

9. COMPANY U does not collect sales tax with respect to any of the electricity it delivers to the meter located at the AREA 1 because COMPANY A has filed a certificate with COMPANY U stating that all such electricity is exempt from sales tax because it is used in a mining operation.

10. The amount of electricity used by COMPANY A.’s XXXXX terminal pumping station is measured by meters owned by COMPANY A. located at the pumping station.

11. COMPANY A charges COMPANY B for the electricity used in operating the pumps at the same rate that COMPANY U charges for the electricity it delivers to the meter at the AREA 1.

ISSUE

The issue in this case is whether the taxpayer is required to pay Utah sales taxes on the charges for electricity used by COMPANY A in the operation of the pumps at the XXXXX terminal of the pipeline.

ARGUMENTS

Petitioner advances two arguments to defeat the audit assessment. Each will be considered.

1. Petitioner states: COMPANY A is not a vendor of electricity and therefore not liable to collect and remit the sales tax. COMPANY A does not sell the electricity. If the Taxpayer is not the “vendor” of the electricity, there is no basis for assessing the sales tax liability against the Taxpayer. A vendor is defined as:

(I) any person receiving payment or

other consideration upon a sale of

tangible personal property or any

other item or service under §59-12-103(1),

or to whom such payment or consideration

is payable; [Utah Code Ann. §59-12-102(22)(a)]

Under this definition, the Taxpayer is not the “vendor” of the electricity used to operate the pumps. In order for the Taxpayer to be a “vendor,” the Taxpayer must have sold the electricity and the Taxpayer must have received consideration.

The Taxpayer never acquired the electricity in question. Rather, the electricity was delivered directly from COMPANY U to COMPANY B.

Petitioner concludes that no sale took place, therefore, no tax was owing.

Respondent counters: The transaction between COMPANY A and COMPANY B constitutes a sale under Utah Code Annotated §59-12-102(15).

(15) “Sale” means any transfer of

title, exchange, or barter, conditional

or otherwise, in any manner, of

tangible personal property or any other

taxable item or service under

§59-12-103(1), for consideration. It

includes: (c) any sale of electrical energy,

gas, service or entertainment taxable under

this chapter.

The transaction is also taxable under §59-12-103(c), which taxes energy “sold or furnished for commercial consumption.”

(1) There is levied a tax on the purchaser

for the amount paid or charged for the

following: (c) gas, electricity, heat, coal,

fuel, oil, or other fuels sold or furnished

for commercial consumption.

COMPANY A furnishes electricity to COMPANY B from lines that attach after its meter. There is no question COMPANY A provides, supplies or furnishes electricity to COMPANY B. Therefore the amount charged by COMPANY A is taxable.

COMPANY A is a vendor under §59-12-102(27)(a) as it received payments, i.e. consideration, for the product it furnished.

“§59-12-102(27)(a) “Vendor” means

(i) any person receiving payment or

consideration upon a sale of tangible

personal property or any other taxable

item or service under §59-12-103(1),

or to whom such payment or consideration

is payable.

The Commission is not persuaded by the Petitioner’s argument. COMPANY A did furnish electricity to COMPANY B. and received payments from them for its cost.

2. Petitioner argues: The electricity is being used in mining, and is exempt from sales tax. Mining is defined as “a non- commercial consumption” in the Tax Commission Rule 865-19S-35 and as such, it is exempt.

“R865-19S-35(B) “Non-commercial consumption”

means fuel used in: 1. Mining or extraction

of minerals; 2. Off highway agriculture,

including commercial greenhouses, irrigation

pumps, farm machinery, and other farming

activities to produce the agriculture product

up to the time of harvest or placement of the

products into storage facilities; and

3. Use in manufacturing tangible personal

property or use in producing or compounding

of a product which will be resold.”

Furthermore, the same rule, 865-19S-35, states that where electricity is delivered to a single meter, that the predominant use of the electricity shall determine whether the electricity delivered to the meter is exempt from sales tax.

“865-19S-35(F) If a firm has activities

that are commercial and noncommercial

and all fuels are furnished at given

locations through single meters, the

predominant use of the fuels shall

determine taxable status of the fuels.”

Over 75% of all the electricity delivered by COMPANY Y is used in the mine, only 25% in operation of the pipeline so all is exempt under the rule. For the audit period, the total cost of all electricity delivered by COMPANY U to the Mine, and the cost of the electricity used to operate the pumps at the XXXXX terminal pumping station were as follows:

Total Cost of Cost of Electricity

Time Period Electricity for Pumping Station

4/17/92 to 8/31/92 $$$$$ $$$$$

9/1/92 to 8/31/93 $$$$$ $$$$$

9/1/93 to 8/31/94 $$$$$ $$$$$

9/1/94 to 11/30/94 $$$$$ $$$$$

The slurry line is part of the mining processing operation, and the start of the line and the ending of the line in CITY are both on the COMPANY A property. But for the distance or other physical limitation a slurry line would not be used by the company from the mine to the plant. Even if a slurry line were used, the only reason this one is a common carrier, set up as a separate corporation, and regulated by XXXXX is because it crosses over state lines.

Respondent disagrees: COMPANY B is not part of the mining operation but is a common carrier transportation corporation and as such, a separate entity from COMPANY A. As a common carrier it has established tariff rates and could be utilized by other corporations for transportation besides COMPANY A.

COMPANY B is a separate legal entity and COMPANY B’s business is slurry transportation. COMPANY A is a mining company and its use of electricity is not at issue. Utah Code Annotated §59-12-103 establishes the base for sales and use tax, §59-12-103(1)(c) includes gas and electricity in the base for sales and use tax.

The use of electricity in the COMPANY B is a commercial consumption, and as such, subject to sales tax. §59-12-102(4) defines commercial use:

“§59-12-102(4) “Commercial use” means

the use of gas, electricity, heat, coal,

fuel, oil, or other fuels that does

not constitute industrial use under §(10)

or residential use under §(16).”

The transportation of minerals by COMPANY B is simply another commercial transportation application.

The Commission recently set the boundaries of “mining activity for the purposes of the tax exemption,” stating “the mining activity ends when the oil and gas enters the COMPANY B for transportation from the producing property. Any activities in connection with the oil or gas performed thereafter do not constitute part of the mining process.” The Commission, in response to taxpayer inquiry, has set the bounds which should be considered mining activities within the scope of the sales tax exemption. Transportation of the product from the producing property is beyond the scope of mining as determined in this advisory opinion.

The Commission agrees that COMPANY B is a separate legal entity, not part of the mining operations of XXXXX. The electricity is used in COMPANY B commercial activities and is subject to tax.

DECISION AND ORDER

Based upon the foregoing, the Tax Commission finds that XXXXX has not established that there is an exemption that would enable it to furnish electricity it receives from COMPANY P to COMPANY B. tax free. COMPANY B. is a common carrier transportation corporation, not a mining operation, and it uses the electricity in its commercial transportation business. The amount charged COMPANY B for the electricity furnished by COMPANY A was subject to sales tax during the audit period. COMPANY A was the vendor and was liable to collect the tax from COMPANY B. and remit it to the State of Utah. It is so ordered.

DATED this 15 day of APRIL, 1997

BY ORDER OF THE UTAH STATE TAX COMMISSION

W. Val Oveson Richard B. McKeown

Chairman Commissioner

Joe B. Pacheco Alice Shearer

Commissioner Commissioner

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