96-0313

Withholding Tax

Signed 6/26/96

 

BEFORE THE UTAH STATE TAX COMMISSION

____________________________________

XXXXX,

Petitioner, : ORDER

:

v. : Appeal No. 96-0313

:

AUDITING DIVISION OF THE : Account No. XXXXX

UTAH STATE TAX COMMISSION, :

:

Respondent. : Tax Type: Withholding Tax

_____________________________________

STATEMENT OF CASE

This matter came before the Utah State Tax Commission for an Initial Hearing pursuant to the provisions of Utah Code Ann. §59-1-502.5, on XXXXX. Jane Phan, Administrative Law Judge, heard the matter for and on behalf of the Commission. A Status Conference had originally been scheduled in this matter on XXXXX, but upon request of the parties the Status Conference was converted to the Initial Hearing in this matter. Present and representing Petitioner was XXXXX, President of XXXXX. Present and representing Respondent were XXXXX and XXXXX.

Petitioner is appealing the assessment of a negligence penalty in the amount of $$$$$ and interest of approximately $$$$$ arising from a withholding tax audit for the XXXXX to XXXXX audit period. At the hearing, Petitioner's representative stated that he was not appealing the additional tax assessment.

Petitioner's representative stated that the penalty should be waived because at the end of XXXXX new owners purchased the business. The new owners were not aware of the deficiency until they received notice in XXXXX. Petitioner stated had they known sooner they would have paid the assessment promptly and avoided additional interest charges. Petitioner also stated that obtaining records from the previous owner was difficult. Petitioner alleged that the previous owner had taken money from the company instead of paying the withholding tax.

Respondent requested that the assessment be upheld because Petitioner failed to properly reconcile and account for tax withheld during the audit period and Petitioner failed to respond to Respondent's XXXXX letter concerning the discrepancy.

Petitioner's representative explained that he had, in fact, responded to the XXXXX letter by telephone. He had already been working with the Collection Division to set up a payment plan for a deficiency for the third quarter of XXXXX. When he received the XXXXX letter concerning the XXXXX discrepancy, he thought it was for the same deficiency and contacted the Collection Agent by telephone. According to Petitioner, the Collection Agent also assumed it concerned the third quarter deficiency and stated that the letter could be disregarded.

APPLICABLE LAW

The Tax Commission is granted the authority to waive, reduce, or compromise penalties and interest upon a showing of reasonable cause. (Utah Code Ann. §59-1-401(10).)

DECISION AND ORDER

After reviewing the information presented, the Commission notes that the Petitioner could reasonably have been confused by the two separate actions for the same time periods so that Respondent's letter dated XXXXX was disregarded.

Based upon the information presented at the hearing, and the records of the Tax Commission, the Commission finds sufficient cause has been shown to waive the negligence penalty of $$$$$ assessed pursuant to the Withholding Tax Audit for the XXXXX audit period. The Commission upholds the assessment as to the additional tax and the interest as set out in the Statutory Notice dated XXXXX.

This decision does not limit a party's right to a Formal Hearing. However, this Decision and Order will become the Final Decision and Order of the Commission unless any party to this case files a written request within thirty (30) days of the date of this decision to proceed to a Formal Hearing. Such a request shall be mailed to the address listed below and must include the Petitioner's name, address, and appeal number:

Utah State Tax Commission

Appeals Division

210 North 1950 West

Salt Lake City, Utah 84134

Failure to request a Formal Hearing will preclude any further administrative action or appeal rights in this matter.

DATED this 26 day of June, 1996.

BY ORDER OF THE UTAH STATE TAX COMMISSION.

W. Val Oveson Roger O. Tew

Chairman Commissioner

Joe B. Pacheco Alice Shearer

Commissioner Commissioner