95-1621

Withholding Tax

Signed 2/15/96

 

BEFORE THE UTAH STATE TAX COMMISSION

____________________________________

XXXXX, )

:

Petitioner, : ORDER

:

v. : Appeal No. 95-1621

:

AUDITING DIVISION OF THE : Account No. XXXXX

UTAH STATE TAX COMMISSION, :

:

Respondent. : Tax Type: Withholding Tax

_____________________________________

STATEMENT OF CASE

This matter came before the Utah State Tax Commission for an Initial Hearing pursuant to the provisions of Utah Code Ann. §59-1-502.5, on XXXXX. This matter was originally scheduled for a Status Conference but upon approval of the parties was converted to an Initial Hearing. Jane Phan, Administrative Law Judge, heard the matter for and on behalf of the Commission. Present and representing Petitioner by telephone conference call was XXXXX. Present and representing Respondent were XXXXX and XXXXX.

Petitioner is appealing a portion of the assessment of $$$$$ in interest relating to withholding tax for the audit period of XXXXX through XXXXX. Petitioner did not appeal the assessment of additional withholding tax in the amount of $$$$$ which stemmed from the refund issued by the Tax Commission to Petitioner that the Tax Commission subsequently required Petitioner to pay back.

From the information provided at the hearing Petitioner had filed on XXXXX, a reconciliation return and amended TC-96A withholding return for the year XXXXX indicating an overpayment of $$$$$. A key punch error on the part of a Tax Commission employee caused the state to issue to Petitioner a refund check in the amount of $$$$$. Petitioner's representative stated that since they were not really sure why they received such a large refund Petitioner contacted the Tax Commission by telephone to make sure the refund was not issued in error. Tax Commission employees apparently did not fully examine Petitioner's account and instead, Petitioner's representative asserts, they told Petitioner "don't you like money, just cash the check."

When Respondent later discovered the error it issued a Statutory Notice on XXXXX requesting repayment of the refund plus interest, a total of $$$$$. Petitioner asks that the difference between the amount of the $$$$$ refund check it received and the $$$$$ assessment (a difference of $$$$$ in interest) be waived.

APPLICABLE LAW

The Tax Commission is granted the authority to waive, reduce, or compromise penalties and interest upon a showing of reasonable cause. (Utah Code Ann. §59-1-401(10).)

DECISION AND ORDER

When penalties or interest arise from an error on the part of Tax Commission employees, depending on the underlying circumstances, the error is generally considered reasonable cause for waiver. From the information it appears two errors may have been made. Respondent admits the refund was created by a Tax Commission key punch error. A second error may have occurred based on Petitioner's assertion that when its representatives called the Tax Commission questioning the refund they were told to just cash the check.

Based upon the information presented at the hearing, and the records of the Tax Commission, the Commission finds sufficient cause has been shown to reduce the interest assessed by $$$$$ for the Petitioner's withholding tax for the audit period of XXXXX to XXXXX.

This decision does not limit a party's right to a Formal Hearing. However, this Decision and Order will become the Final Decision and Order of the Commission unless any party to this case files a written request within thirty (30) days of the date of this decision to proceed to a Formal Hearing. Such a request shall be mailed to the address listed below and must include the Petitioner's name, address, and appeal number:

Utah State Tax Commission

Appeals Division

210 North 1950 West

Salt Lake City, Utah 84134

Failure to request a Formal Hearing will preclude any further administrative action or appeal rights in this matter.

DATED this 15th day of February, 1996.

BY ORDER OF THE UTAH STATE TAX COMMISSION.

W. Val Oveson Roger O. Tew

Chairman Commissioner

Joe B. Pacheco Alice Shearer

Commissioner Commissioner

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